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A vicinal surface model for epitaxial growth with logarithmic free energy

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  • We study a continuum model for solid films that arises from the modeling of one-dimensional step flows on a vicinal surface in the attachment-detachment-limited regime. The resulting nonlinear partial differential equation, $u_t = -u^2(u^3+α u)_{hhhh}$, gives the evolution for the surface slope $u$ as a function of the local height $h$ in a monotone step train. Subject to periodic boundary conditions and positive initial conditions, we prove the existence, uniqueness and positivity of global strong solutions to this PDE using two Lyapunov energy functions. The long time behavior of $u$ converging to a constant that only depends on the initial data is also investigated both analytically and numerically.

    Mathematics Subject Classification: Primary: 35K25, 35K55, 74A50.

    Citation:

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  • Figure 1.  (Top) A typical PDE simulation for (1.10) with $\alpha = 1$ on $0\le x\le 1$ and (bottom) the corresponding plot of $u(t,h)$ with boundary conditions (1.15) and $H = 2$, clearly showing the convergence of $h$ to a straight line, with the slope $u$ approaching to a spatially-uniform profile $u = 2$.

    Figure 2.  A numerical simulation of PDE (1.6) plotted in semi-log coordinates starting from the initial condition (5.1) (plotted with the dashed line): (top) early stage near-rupture is approached as the global minimum decreases from $0.07$ to $0.007$ for $0<t< 0.0032$; (bottom) later stage behavior for $t>0.0032$ as the solution approaches a constant $u^{\star} = 0.27$.

    Figure 3.  (Top) A numerical simulation of PDE (1.13) starting from identical initial conditions used in Fig. 2 showing convergence to a spatially-uniform solution $u = u^{\star}$ as $t \to \infty$. (Bottom) A plot showing that $u_{m}(t) = \min_h u(t,h)$ is bounded below by $\mathcal{J}(E(t))$ given by (3.32) which is in line with the conclusion of Theorem 1, and that the asymptotic lower bound $\mathcal{J}(E(t)) \to {1}/{(2L)}$ for $t \to \infty$ as in (3.8).

    Figure 4.  Plots of corresponding energy $E$ in (2.5) and (5.7) for PDE simulations in Fig. 2 and Fig. 3. The energy $E(t)$ decays exponentially to zero following (5.6) with $k = 2\pi$.

    Figure 5.  Evolution of the surface height $h(t,x)$ and slope $h_x(t,x)$ following equation (6.2) with $\alpha = 0$ starting from initial condition $h_0(x) = \sin(2\pi x)$ on $0\le x\le 1$, showing convergence to spatially-uniform solution $h \equiv 0$ as $t \to \infty$.

    Figure 6.  Evolution of the surface height $h(t,x)$ and slope $h_x(t,x)$ for equation (6.2) with $\alpha = 1$ starting from identical initial data used in Fig. 5, showing convergence to a piece-wise constant profile in $h$ and jump in $h_x$.

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